CIRO can make a decision to impose a temporary suspension (halt) of trading in a security of a publicly-listed company. Trading halts are implemented to ensure a fair and orderly market. CIRO is the ...

Canadian Investment Regulatory Organization Trading Halt - ODV.WT.B. VANCOUVER, BC, March 2, 2026 /CNW/ - The following issues have been halted by CIRO. Company: Osisko Developmen ...

CIRO also asks advisors to refrain from speculation or from providing information inconsistent with CIRO’s official ...

RBC Dominion Securities and Peter Fullerton -- Notice of Hearing and Statement of Allegations At all material times, Peter Fullerton conducted business at RBC DS in the Toronto, Ontario area. Peter ...

Lawyer explains why his suit alleges harm despite no evidence that lost information was misused ...

Following a settlement hearing held on December 9 and 16, 2025 pursuant to the Mutual Fund Dealer Rules, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) issued its reasons ...

A delegated regulator only gets to borrow public trust for so long before it must earn it again. That is why words like ...

This year’s report addresses, among other items, the management of emerging technology risks, including cybersecurity and AI.

The self-regulatory organization’s response to industry deficiencies reads more like coaching than enforcement ...

CIRO is also refining its Annual Risk Questionnaire upgrading the digital interface so dealers can submit responses, upload supporting documentation and provide feedback more seamlessly. Enhancements ...

Alongside the proposed bylaw change, CIRO said its board intends to adopt a five-year term limit for the chair role — and, ...