The US Department of Justice is set to return over $15.5 million to victims of a global securities fraud scheme, marking a ...

The 8,000 victims of Roger Knox, who orchestrated a pump-and-dump scheme, will be compensated from a DOJ fund.

The SEC sued Sun and his firms for securities fraud in 2023 but put the case on hold following Trump’s return to the White House.

The founder of fashion-rental and technology company CaaStle Inc. pleaded guilty to vastly inflating revenue figures to defraud investors who poured more than $300 million into her company.

The U.S. Attorney for the Southern District of New York has unsealed an indictment charging several executives of the private‑equity‑backed telecom firm Mobileum Inc. with conspiring to commit ...

The Justice Department and SEC have accused the developer of misappropriating more than $10M of investor funds.

The U.S. Securities and Exchange Commission has banned a Pelham accountant from practicing before the regulatory agency because of his ...

Securities fraud law rests on a deceptively simple premise: if a company lies about material facts, and the truth later emerges, investors who bought shares during the fraud period suffer measurable ...

Public companies have strong incentive to portray themselves as AI leaders, but when the promised AI-driven benefits fail to materialize, ...

A broker-dealer and transfer agent ran a shell company fraud scheme, netting SEC penalties and permanent industry bars. Here's how a seemingly simple scheme worked for five years until it didn't. Carl ...

Zynex, Inc., a Colorado-based medical device company, has agreed to enter into a non-prosecution agreement with the U.S. Attorney's Office in Rhode Island and admit to participating in a conspiracy to ...