Two of the most powerful financial regulators in the United States have signed a new agreement aimed at reducing confusion over how cryptocurrencies should be regulated.

Commissioner Hester Peirce said regulators should avoid micromanaging markets and consider simplifying disclosure requirements as discussions around tokenized securities continue. Peirce, often ...

The SEC and CFTC have signed a historic MOU to coordinate crypto regulation, share enforcement data, and eliminate ...

Early crowdfunding often broke securities laws due to unregistered offerings. In 2015, the SEC's Regulation Crowdfunding (Regulation CF) addressed this, stemming from the JOBS Act. It provides an ...

The US SEC and CFTC have signed a landmark memorandum of understanding (MOU) to coordinate on strengthening the US position ...

SEC and CFTC sign agreement to coordinate regulation, clarify crypto oversight, and reduce duplicative rules across US financial markets.

SEC Form 1-A is a filing with the SEC for entities seeking exemption from registration requirements for certain public offerings. Explore its purpose and examples here.

On Feb. 17, 2026, the US Securities and Exchange Commission’s Division of Corporation Finance published revised Compliance and Disclosure Interpretations (C&DIs) on Regulation Crowdfunding. The five ...

As the SEC moves closer to fully reopening along with other parts of the federal government, wealth management groups are calling for policies to end what they deem "regulation by enforcement." ...

For companies seeking to raise capital without the complexities and costs of a public offering, Regulation D under the Securities Act provides a valuable exemption from SEC registration. This allows ...

An SEC official indicated reviews are still meant more to help firms comply with Reg BI than to punish them for violations of the rule. But it's a good idea to document recommendations. By Mark ...